Patty serves as Compliance Coordinator of DHJJ Financial Advisors. She is responsible for the oversight of the company’s regulatory compliance program regarding the regulatory obligations of the registered investment advisors. She acts as liaison for our Chief Compliance Officer, Compliance Consultant and the various governmental regulatory agencies. Patty has been the Compliance Coordinator since 2014. She brings 30 years of previous business experience including experience with regulatory compliance and owning her own consulting business. She has a Bachelor of Science degree from Bradley University.
Patty and her husband, Paul, are the proud parents of two adult sons. She enjoys golf and gardening in her free time, as well as traveling to visit family and friends.